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.Click the Exhibit button.
<name>John Wayne</name>
<address type="private">
<city>New York</city>
<phone type="mobile">796-858-1272 </phone>
<phone type="security">646-252-1053</phone>
<name>Barbara Wayne</name>
<address type="private">
<city>New York</city>
<phone type="mobile">796-858-1231 </phone>
<phone type="security">646-252-1153</phone>
The table PERSON is declared as shown below:
CREATE TABLE person (id BIGINT, info XML)
The documents shown in the exhibit are successfully inserted into the table.
How many phone numbers will be affected by the statement shown below?
UPDATE xmlapp.person
SET info = xmlquery( 'copy $new := $INFO
modify for $j in $new/personinfo//phone return
do replace value of $j with "444-444-4444"
return $new' )
WHERE XMLEXISTS('$INFO/personinfo[name="John Wayne"]')
A. 0
B. 1
C. 2
D. 3
Answer: A

A. 事業部門の責任者と交渉できる最高監査責任者に通知します。
B. 監査委員会に直ちに通知し、監査を予定どおりに開始するよう指示します。
C. 事業部門にとって都合のよい時間に監査を再スケジュールします。
D. 関係なく監査を開始し、ビジネスユニットからの協力を要求します。
Answer: A

Mr. Schaker hasn't been seeing a lot of clients these days with the recent market downturn-which means he hasn't been generating any commissions, and commissions are his bread and butter. So, Mr. Schaker does some Googling on his computer and notes that a prominent family of load funds has just introduced a new global fund. Scribbling the name and contact information of the fund family on his notepad, he begins calling his existing clients and promoting the new fund, encouraging his clients to redeem some shares in their existing funds to invest in this fund.
Has Mr. Schaker violated any securities laws?
A. Yes. A registered representative should always refrain from recommending shares of a load fund; trades involving load funds should always be "unsolicited."
B. Yes. Mr. Schaker is recommending the fund to his existing clients to benefit himself, not them.
C. No. In FINRA's rules regarding fair dealing with customers, the SRO clearly states that "This does not mean that legitimate sales efforts in the securities business are to be discouraged. . . "
D. No. Research indicates that new funds tend to offer abnormally high returns for the first 12 months of their existence, so Mr. Schaker is doing his clients a favor even if he himself stands to profit.
Answer: B
Explanation: Yes. Mr. Schaker has violated securities laws in recommending a fund that he doesn't even seem to have researched very well to his existing clients, some of whom may not be suitable candidates for a global fund, which invests in foreign as well as domestic securities. Although FINRA's rules do indicate that it is not trying to stymie legitimate sales efforts, Mr. Schaker's actions do not fall within this category. There is no research that indicates new funds tend to offer abnormally high funds for the first 12 months of their existence, and if Mr. Schaker would have implied that, he could be up on criminal fraud charges. There is no law, however, that prohibits a registered representative from recommending a load fund to a client, as long as there is a legitimate reason for doing so.

Your company implements Microsoft Azure Active Directory (Azure AD), Microsoft 365, Microsoft Intune, and Azure Information Protection.
The company's security policy states the following:
* Personal devices do not need to be enrolled in Intune.
* Users must authenticate by using a PIN before they can access corporate email data.
* Users can use their personal iOS and Android devices to access corporate cloud services.
* Users must be prevented from copying corporate email data to a cloud storage service other than Microsoft OneDrive for Business.
You need to configure a solution to enforce the security policy.
What should you create?
A. an app protection policy from the Intune admin center
B. a data loss prevention (DLP) policy from the Security & Compliance admin center
C. a device configuration profile from the Intune admin center
D. a supervision policy from the Security & Compliance admin center
Answer: A

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